Greenboard is a modern financial compliance software designed to streamline SEC & FINRA compliance. It offers intelligent, interconnected tools to manage various compliance tasks efficiently.
Key features include:
- Know Your Employee (KYE) & Code of Ethics Management: Tools for managing employee information and ethical conduct.
- AI-Assisted Advertising Reviews: Automates and assists in the review of advertising materials for compliance.
- Communications Archiving: Securely archives communications to meet regulatory requirements.
- Exception Reporting & Forensic Testing: Identifies and reports on compliance exceptions, enabling forensic testing.
- Risk Assessment & Test Mapping: Helps assess risks and map compliance tests.
- Vendor Compliance Management: Manages compliance-related aspects of vendors.
- Calendar & Task Management: Organizes compliance tasks and deadlines.
- Marketing & Product Compliance: Ensures marketing and product materials adhere to regulations.
- System of Record: Serves as a centralized repository for compliance data.
Greenboard targets financial firms seeking to modernize their compliance processes, improve efficiency, and foster a culture of compliance.
