Hadrius is an AI-driven SEC and FINRA compliance platform designed for RIAs and broker-dealers. It automates compliance tasks such as marketing review, communications monitoring, and code of ethics management, significantly reducing time spent on these activities. Key features include:
- AI-Powered Automation: Automates marketing and comms review, code of ethics monitoring, and other compliance tasks.
- Comprehensive Compliance Program: Manages the entire compliance program in one platform.
- Time Savings: Claims to save users 19+ hours per week on average.
- Cost Savings: Averages $36.1k+ in annual compliance savings for clients.
- Client Base: Used by firms managing $1.6T+ AUM.
- 24/7 Support: Offers complimentary access to compliance and engineering teams.
Use cases include streamlining compliance workflows, reducing manual effort, and ensuring adherence to regulatory requirements for SEC and FINRA regulated entities.
